Commercial Kitchen Compliance Checklist

Everything you need to stay compliant after opening your commercial kitchen. 7 compliance areas with frequencies, responsible parties, penalties, and city-specific rules. This is what you need to keep doing — not just what you needed to open.

7 compliance areas Frequencies included 8 city-specific rules

Food Safety & Hygiene

Ongoing food safety management and FHRS compliance

RequirementFrequencyResponsiblePenalty
HACCP/SFBB system maintained and updatedOngoingManager/OwnerImprovement notice, possible closure
Temperature logs (fridge, freezer, cooking, delivery)Twice dailyAll food handlersHygiene rating reduction
Staff food hygiene training (Level 2 minimum)Every 3 yearsManager£5,000 fine per untrained handler
Food hygiene rating reinspection preparationEvery 6–24 monthsManager/OwnerRating reduction, enforcement
Pest control monitoring and treatmentMonthly checks, quarterly professionalManager + contractorClosure order if infestation found
Allergen documentation updated for every recipe changeOngoingHead chef/ManagerUp to £5,000 fine (Natasha's Law)
Cleaning schedule completed and signed offDailyAll staffHygiene rating reduction
Supplier traceability records maintainedOngoingManagerImprovement notice

Fire Safety

Fire risk assessments, equipment testing, and staff training

RequirementFrequencyResponsiblePenalty
Fire risk assessment reviewed and updatedAnnually (or after changes)Owner/Responsible personUp to £5,000 fine, closure
Fire extinguisher servicingAnnuallyContractorImprovement notice
Fire alarm system testingWeekly test, annual professionalManager + contractorEnforcement notice
Emergency lighting checkMonthly (function), annual (full test)Manager + contractorImprovement notice
Fire drill conducted with all staffEvery 6 monthsManagerEnforcement notice
Extraction system and grease filter cleaningWeekly filters, annual deep cleanStaff + specialist contractorInsurance invalidation, fire risk

Health & Safety

COSHH, first aid, and workplace risk assessments

RequirementFrequencyResponsiblePenalty
COSHH assessment for cleaning chemicalsAnnually (or when products change)ManagerUp to £20,000 fine
First aid kit stocked and accessibleMonthly checkDesignated first aiderImprovement notice
Workplace risk assessment documentedAnnually (or after incidents)Owner/ManagerUp to £20,000 fine
Accident book maintainedOngoing (log every incident)ManagerFine + RIDDOR prosecution
RIDDOR reporting for serious incidentsWithin 10 days of incidentOwner/ManagerUp to £20,000 fine
PPE provided and maintained (gloves, non-slip shoes, aprons)OngoingManagerImprovement notice

Environmental

Waste management, grease traps, ventilation, and noise compliance

RequirementFrequencyResponsiblePenalty
Commercial waste collection contractOngoingOwnerUp to £50,000 fine (illegal dumping)
Grease trap cleaning and maintenanceMonthly or quarterlyContractorThames Water/Severn Trent prosecution
Cooking oil recyclingAs needed (collection contract)ManagerEnvironmental prosecution
Extraction ventilation servicedAnnually (professional)ContractorPlanning enforcement
Noise monitoring (if near residential)Ongoing / when complaints ariseOwnerNoise abatement notice, fines
Waste transfer notes keptKeep for 2 years minimumManagerUp to £5,000 fine

Employment

Right to work, minimum wage, pensions, and contracts

RequirementFrequencyResponsiblePenalty
Right to work checks for all employeesBefore employment startsOwner/ManagerUp to £45,000 per illegal worker
National Minimum Wage complianceOngoing (check annual uplifts)Owner/PayrollNaming and shaming + penalties
Auto-enrolment pension for eligible staffOngoing (from day 1 of eligibility)Owner/PayrollUp to £50,000 fine
Employment contracts issuedWithin 2 months of start dateOwner/ManagerTribunal claim risk
Working time regulations complianceOngoingManagerEmployment tribunal

Insurance

Annual policy reviews and renewals

RequirementFrequencyResponsiblePenalty
Public liability insurance (minimum £2M, recommend £5M)Annual renewalOwnerPersonal liability, platform delisting
Product liability insuranceAnnual renewalOwnerPersonal liability for food-related claims
Employer's liability insurance (if you have staff)Annual renewalOwnerUp to £2,500 per day fine
Buildings/contents insurance reviewAnnual renewalOwnerFinancial exposure, lease breach
Business interruption insurance reviewAnnual renewalOwnerNo cover for lost income

Licensing

Renewal dates, condition compliance, and registration maintenance

RequirementFrequencyResponsiblePenalty
Food business registration maintainedUpdate if any details changeOwnerProsecution, forced closure
Premises licence conditions compliance (if applicable)OngoingDesignated Premises SupervisorLicence review, revocation
Personal licence renewal (if selling alcohol)Every 10 yearsLicence holderLoss of licence
Temporary Event Notices (for outdoor/event catering)As needed (10 working days notice)OwnerProsecution for unlicensed activity
Planning permission compliance checkAnnually (or if use changes)OwnerEnforcement notice, forced closure
Delivery platform registrations currentOngoingManagerDelisting from platform

Common Compliance Failures (and How to Fix Them)

Lapsed temperature logs

Consequence: Hygiene rating drops from 5 to 3 or lower

Fix: Set phone alarms for twice-daily logging. Use a free app or simple paper sheet.

Expired staff food hygiene certificates

Consequence: Up to £5,000 fine per handler

Fix: Add certificate expiry dates to your calendar. Budget £25–40 per person every 3 years.

No fire risk assessment on file

Consequence: Improvement notice or closure

Fix: Use the government's free fire risk assessment guide or pay £150–300 for a professional assessment.

Grease trap not maintained

Consequence: Prosecution by water authority + cleanup costs

Fix: Set up a monthly cleaning contract (£50–100/visit). Keep all service receipts.

Missing waste transfer notes

Consequence: Up to £5,000 fine

Fix: File waste transfer notes from your waste carrier. Must keep for 2 years. Ask carrier for copies if missing.

Auto-enrolment pension not set up

Consequence: Up to £50,000 fine

Fix: Use NEST (free government pension scheme). Set up within 3 months of hiring your first employee.

James Mitchell - Ghost Kitchen Operations Expert

Written by

James Mitchell

Ghost Kitchen Operations Director & Industry Expert

Frequently Asked Questions

What is the difference between licensing and compliance?

Licensing is what you need before you open — food business registration, premises licence, planning permission. Compliance is the ongoing obligations after opening — temperature logs, fire safety checks, staff training renewals, waste management, insurance renewals. This checklist covers compliance: the things you need to keep doing every day, week, month, and year to stay legal.

How often do environmental health officers inspect commercial kitchens?

Inspection frequency depends on your risk rating: high-risk (0–2 hygiene rating) every 6 months, medium-risk (rating 3) every 12 months, low-risk (rating 4–5) every 18–24 months. Inspections are usually unannounced. New businesses are typically inspected within 28 days of registration. Complaints can trigger additional inspections at any time.

What happens if I fail a compliance check?

Consequences escalate: (1) Informal advice — verbal or written suggestions. (2) Improvement notice — you must fix specific issues within a deadline (typically 14 days). (3) Hygiene emergency prohibition notice — immediate closure if there's an imminent risk to health. (4) Prosecution — fines up to £20,000 in magistrates' court or unlimited in Crown Court. Most issues result in improvement notices, not prosecution.

Do I need a fire risk assessment for a commercial kitchen?

Yes, every commercial kitchen must have a documented fire risk assessment under the Regulatory Reform (Fire Safety) Order 2005. The "responsible person" (usually the business owner or occupier) must carry out the assessment, keep it up to date, and act on findings. You can do it yourself using the government's free guide, or hire a professional assessor (£150–£500).

What insurance do I need for a commercial kitchen?

Essential: public liability (minimum £2M, £5M recommended — £300–£600/year), product liability (£200–£400/year), and employer's liability if you have staff (legally required, £100–£250/year). Recommended: buildings/contents, business interruption, and equipment breakdown cover. Delivery platforms require proof of public liability insurance — usually £5M minimum.

Are commercial kitchen compliance requirements different in Scotland?

Yes, in several ways: Scotland is regulated by Food Standards Scotland (FSS) not the Food Standards Agency (FSA). Scotland uses the Food Hygiene Information Scheme (pass/fail) rather than the 0–5 FHRS rating. Alcohol licensing is handled differently through local licensing boards. Glasgow and Edinburgh both have Low Emission Zones. The core food safety requirements (HACCP, temperature control, training) are effectively the same.

How do I handle compliance when renting a shared kitchen?

In a shared kitchen, compliance responsibilities are typically split: the kitchen owner maintains structural compliance, fire safety, and insurance for the building. You as the operator are responsible for food safety (HACCP, temperature logs, training), your own insurance (public/product liability), and your food business registration. Check your rental agreement — it should clearly state who is responsible for what.

What are the penalties for not having a commercial waste contract?

Using domestic bins for commercial waste is illegal. Fly-tipping or illegal disposal can result in fines up to £50,000 or 12 months imprisonment. You must have a commercial waste collection contract with a licensed waste carrier and keep waste transfer notes for at least 2 years. Typical cost for a small kitchen is £30–£80/month for regular collection.

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Many listed kitchens come with existing compliance documentation, fire safety equipment, and waste management contracts already in place.

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